In re Estate of Shurman
Docket 2025CA00090, 2025CA00100, 2025CA00101, 2025CA00102
Court of record · Indexed in NoticeRegistry archive · AI-enriched for research
- Filed
- Jurisdiction
- Ohio
- Court
- Ohio Court of Appeals
- Type
- Opinion
- Case type
- Civil
- Disposition
- Affirmed
- Judge
- Baldwin
- Citation
- In re Estate of Shurman, 2026-Ohio-1343
- Docket
- 2025CA00090, 2025CA00100, 2025CA00101, 2025CA00102
Appeal from a contempt judgment entered by the Stark County Court of Common Pleas, Probate Division, enforcing a prior order requiring return of attorney fees.
Summary
The Fifth District Court of Appeals affirmed the Stark County Probate Court’s finding that attorney Gerald B. Golub was in indirect civil contempt for failing to return $43,560 he paid himself in attorney fees from four related estates without prior probate-court approval. The appellate court held the contempt finding was proper because the May 15, 2024 order requiring return of the fees had been previously affirmed and disallowed for further review, and Golub made no effort to comply or seek court approval or other relief. The court concluded the probate judge did not abuse her discretion and that coercive remedies (periodic payments, execution) were appropriate.
Issues Decided
- Whether the probate court properly found Golub in indirect civil contempt for failing to return attorney fees ordered returned.
- Whether the probate court abused its discretion in imposing coercive remedies and allowing periodic payments as a means to purge contempt.
- Whether procedural or constitutional errors alleged by Golub (notice, right to call witnesses, consideration of exempt income) required reversal of the contempt finding.
Court's Reasoning
The court applied the standard that contempt for disobeying a lawful court order is an appropriate exercise of statutory and inherent authority, and that civil contempt is coercive to secure compliance. Because this court had already affirmed the underlying May 15, 2024 order and the Ohio Supreme Court declined further review, Golub’s continued failure to return the funds constituted disobedience of a lawful order. The probate court permissibly considered Golub's financial situation and allowed mechanisms (periodic payments, motions to approve fees) to purge contempt, so the contempt finding was not an abuse of discretion.
Authorities Cited
- Ohio Rev. Code § 2705.02
- Bierce v. Howell2007-Ohio-3050 (5th Dist.)
- Wamack v. Wilson2025-Ohio-1163 (5th Dist.)
Parties
- Appellant
- Gerald B. Golub
- Appellee
- Fiduciary (William Sharrard, Jr.)
- Judge
- Craig R. Baldwin (authoring)
- Judge
- Robert G. Montgomery
- Judge
- David M. Gormley
Key Dates
- Decedent Louis W. Shurman death
- 2021-12-01
- May 15, 2024 judgment ordering return of fees
- 2024-05-15
- Show cause hearing (continued)
- 2025-06-17
- Probate court contempt decision
- 2025-07-16
- Appellate judgment entry date
- 2026-04-13
What You Should Do Next
- 1
Consider making payments or seeking fee approval
Golub should either remit periodic payments as the probate court indicated or file a motion in probate court seeking approval of some or all attorney fees to attempt to purge contempt.
- 2
Consult probate counsel
Parties affected (fiduciary or Golub) should consult an attorney experienced in probate and contempt enforcement to advise on collection, motions, or potential further appeals.
- 3
Prepare for enforcement actions
The fiduciary may pursue legal execution of the judgment (garnishment, levy, or other collection remedies) and recovery of costs and attorney fees as allowed by the court.
Frequently Asked Questions
- What did the court decide?
- The appeals court affirmed that Golub was in indirect civil contempt for not returning $43,560 he had paid himself from the estates without probate approval.
- Who is affected by this decision?
- Golub (the former attorney) and the fiduciary/beneficiaries of the four estates who are owed the funds are directly affected.
- What happens next for Golub?
- He remains obligated to return the ordered funds; the probate court may enforce collection, accept periodic payments, and award costs or attorney fees in aid of execution.
- On what grounds did the court base its ruling?
- The court relied on the established order requiring fee return (already affirmed), statutory and inherent contempt authority, and findings that Golub had not attempted to comply or seek prior approval.
- Can Golub seek further review?
- Further review would require filing a discretionary appeal to the Ohio Supreme Court, but the appellate court noted the underlying order was already declined for review; options may be limited.
The above suggestions and answers are AI-generated for informational purposes only. They may contain errors. NoticeRegistry assumes no responsibility for their accuracy. Consult a qualified attorney before relying on them.
Full Filing Text
[Cite as In re Estate of Shurman, 2026-Ohio-1343.]
COURT OF APPEALS
STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT
IN RE: ESTATE OF LOUIS W. Case Nos. 2025CA00099
SHURMAN, DECEASED, 2025CA00100
2025CA00101
IN RE: ESTATE OF IRENE R. 2025CA00102
SHURMAN, DECEASED,
Opinion And Judgment Entry
IN RE: ESTATE OF GERALD L.
SHURMAN, DECEASED, Appeal from the Stark County Court of
Common Pleas, Probate Division, Case Nos.
IN RE: ESTATE OF DARLENE M. 241722, 244969, 244970, 244971
SHURMAN, DECEASED.
Judgment: Affirmed
Date of Judgment Entry: April 13, 2026
BEFORE: Craig R. Baldwin; Robert G. Montgomery; David M. Gormley, Judges
APPEARANCES: GERALD B. GOLUB, Pro Se, Appellant; No Appearance, for
Appellees.
Baldwin, P.J.
{¶1} The appellant, Attorney Gerald B. Golub, appeals the Stark County Probate
Court’s decision finding him in contempt of court for his failure to comply with the court’s
previous decision ordering him to return attorney fees he paid himself for work on four
interrelated estates without first obtaining the court’s approval. For the reasons that
follow, we affirm the decision of the trial court.
STATEMENT OF FACTS AND THE CASE
{¶2} This matter was before this Court previously on the issue of whether or not
the trial court erred in ordering the appellant to return attorney fees to the estates in Est.
of Shurman v. Est. of Shurman (In re Est. of Shurman), 2025-Ohio-666, appeal not
accepted, 2025-Ohio-2162, in which the factual background was succinctly summarized
as follows:
Attorney Golub represented the estate of Louis W. Shurman
("Decedent"), who died testate on December 1, 2021. Decedent was the last
surviving child of Irene R. Shurman, who died intestate on April 16, 2000.
Irene R. Shurman was survived by three (3) adult children: Gerald L.
Shurman, Darlene M. Shurman, and Decedent. Gerald L. Shurman died
intestate on August 12, 2015. Darlene M. Shurman died intestate on
February 29, 2019. The beneficiaries of Decedent's estate, which
included the estates of Irene, Gerald, and Darlene Shurman, are William
Sharrard, Jr. ("Fiduciary"), and Tiffany Sharrad, his wife. Fiduciary was
named the executor of the Decedent's estate and the administrator of the
three other estates.
On June 30, 2023, Attorney Golub withdrew as counsel. Attorney
Laura Mills filed a notice of substitution of counsel on July 18, 2023. On
September 18, 2023, Attorney Golub filed a civil action in the probate court
(Case No. 247226), asserting tort claims and seeking money damages in the
amount of $323,324.76, for his work on the four estates. Golub v. Sharrard,
2024-Ohio-6037, ¶ 9 (5th Dist.). Attorney Golub also sought treble damages
for "assets not revealed or listed." The Complaint requested punitive
damages, the removal of Fiduciary as fiduciary, the consolidation of the four
estates, and the transfer of the matter to the General Division of the Stark
County Court of Common Pleas. Id. Via Judgment Entry filed September
25, 2023, the probate court dismissed the complaint, finding Attorney
Golub failed to assert a claim over which the probate court had jurisdiction.
Id. at ¶ 10. Attorney Golub did not appeal.
On November 14, 2023, Attorney Golub filed a Complaint in the
Stark County Court of Common Pleas, General Division (Case No. 2024-CA-
00022), naming the Sharrards, Attorney Mills, and her law firm as
defendants. Id. at ¶ 11. The Complaint alleged the Sharrards had breached a
fee agreement and settlement agreement, Attorney Mills and her firm
breached the settlement agreement and engaged in tortious interference of
the fee agreement and settlement agreement, and the defendants
committed theft. Id. Attorney Mills and the Sharrards filed motions to
dismiss. Id. at ¶ 11. The trial court dismissed Attorney Golub's complaint for
lack of jurisdiction, finding "the probate court is vested with exclusive
jurisdiction over the fees charged over an estate manner." Id. at ¶ 18. The
trial court further found, absent a fee agreement and a settlement
agreement, there could be no tortious interference claim, and dismissed the
complaint. Id. at ¶ 19. Attorney Golub appealed the trial court's decision to
this Court, which affirmed. Id. at ¶ 63.
On December 6, 2023, the probate court ordered final accounts for
all four estates be filed by March 6, 2024. On March 6, 2024, Attorney Mills
filed a motion requesting a status conference as she did not have the
necessary paperwork with which to complete the accounting. Attorney Mills
did not serve Attorney Golub with a copy of the motion. The trial court
scheduled a status conference for April 2, 2024. The record does not show
Attorney Golub received notice of the status conference.
During the status conference, the probate court learned Attorney
Golub had taken fees from the estates without court approval. See, May 15,
2024, Judgment Entry at p. 2. As a result, the probate court issued a citation
ordering Attorney Golub to appear before the court on April 23, 2024. The
probate court, upon Attorney Golub's motion, rescheduled the citation
hearing to May 13, 2024. The probate court conducted the citation hearing
on that day.
Via Judgment Entry filed May 15, 2024, the probate court ordered,
inter alia, Attorney Golub to return all attorney fees he received to Fiduciary
within seven (7) days of the order. The probate court found Attorney Golub
acknowledged he had paid himself $43,560.00, in attorney fees, but
claimed he had done so with the consent of Fiduciary; therefore, he did not
need the probate court's approval. The probate court further found Attorney
Golub agreed to return the fees. A status conference was scheduled for May
23, 2024, to confirm compliance with the order to return the fees.
Id. at ¶¶ 2-7. In that case, this Court affirmed the trial court’s May 15, 2024, Judgment
Entry ordering the appellant to return the $43,560.00 in attorney fees he paid to himself
without prior court approval. The appellant filed a discretionary appeal to the Ohio
Supreme Court regarding said decision, which was disallowed by the Court. See, 2025-
Ohio-2162.
{¶3} The appellant failed to return the $43,560.00 to the Fiduciary as ordered,
and on March 26, 2025, counsel for the Fiduciary filed a Motion for Contempt asking the
trial court to issue an order requiring the appellant to show cause as to why he should not
be held in contempt of court for his failure to comply with the May 15, 2024, Judgment
Entry. The trial court issued an Order on March 27, 2025, as well as a Citation to Appear
and Order to Show Cause on April 2, 2025, scheduling a show cause hearing on May 13,
2025.1
{¶4} The appellant filed a Motion to Dismiss the Charge of Contempt on May 6,
2025. However, the hearing proceeded on May 13, 2025, following which the trial court
issued a Judgment Entry in which it set forth that it (1) advised the appellant of his right
to counsel; (2) advised the appellant of the potential collateral consequences of the
proceedings; (3) advised the appellant that he had options to remedy the matter, such as
filing a motion for attorney fees; (4) advised the appellant that he had the option to argue
financial hardship or the inability to pay; and, (5) continued the matter until June 17,
2025, thus allowing the appellant additional time to prepare.
{¶5} The Show Cause hearing proceeded on June 17, 2025, and the trial court
issued its decision on July 16, 2025. The court noted that the appellant testified he had
received $43,560.00 in attorney fees, acknowledged that he was ordered to return all
monies to the Fiduciary, and conceded that he had not remitted any amount to the
Fiduciary. In addition, the appellant submitted that he could not return the monies due
1
The trial court also scheduled a status conference on April 23, 2025, regarding the status
of the estates and the final accountings therein. The appellant filed a motion to cancel the
status conference. However, because he had withdrawn from representation of the estates
in 2023, the court determined that his presence at the status conference was not required
and denied the motion. The status conference went forward as scheduled, and the court
granted the fiduciary’s request to extend administration of the estates. The appellant has
made a number of arguments regarding his absence from the April 23, 2025, status
conference, all of which are immaterial to the issue of whether he was in contempt for
failing to comply with the court’s May 15, 2024, judgment entry ordering him to return to
the Fiduciary the attorney fees he took without prior court approval.
to financial hardship, that he had used the monies to pay his bills, and that the monies
were no longer available. Finally, the appellant presented evidence regarding the extent
of his assets and debts. The court analyzed the matter to determine if the appellant had
engaged in indirect civil contempt and found, inter alia:
. . . that the requisite burden of showing [the appellant] is in
contempt of Court has been satisfied. Despite evidence presented that
indicates [the appellant] may not be financially able to immediately repay
the entirety of the ordered amount, [the appellant] is able to periodically
remit lesser amounts. Granting Judgment to the Administrator will permit
the Administrator to utilize all legal proceedings in aid of execution, while
also providing appropriate “ability to pay” protections for [the appellant.]
The appellant filed a timely appeal from the trial court’s entry, and sets forth the following
ten assignments of error:
{¶6} “I. THE TRIAL COURT ERRED IN STATING APPELLANT VIOLATED A
LAWFUL ORDER UNDER R.C. 2705.02, WHEN THE TRANSCRIPT OF THE MAY 13,
2024, HEARING CERTIFIED BY THE OFFICIAL COURT REPORTER UNDER JUDGE
WERREN IS MATERIALLY DIFFERENT FROM THE TRANSCRIPT CERTIFIED
UNDER JUDGE PARK, AND THE TRIAL COURT ADMITTED TO THE EXISTENCE OF
AUDIO AND PRIVATE HEARINGS NOT DISCLOSED IN THE PRIOR APPEAL. THE
COURT FURTHER ERRED IN DENYING BOTH THE RIGHT TO A CLOSING
ARGUMENT, GUARANTEED BY HERRING V. NEW YORK, (1975) 422 US 853, AND
DIRECT ACCESS TO AN ACCURATE RECORD OF THE PROCEEDINGS,
GUARANTEED UNDER STATE EX REL. PARIKH V. BERKOWITZ, 2025-OHIO-2117.”
{¶7} “II. THE TRIAL COURT ERRED IN STATING IN OPEN-COURT AND IN
PUBLIC FILINGS THAT APPELLANT VIOLATED THE MAY 15, 2024, COURT ORDER
BEFORE EVIDENCE WAS TAKEN.”
{¶8} “III. THE TRIAL COURT ERRED IN HALING APPELLANT TO COURT ON
A SUMMONS AND WARNING OF CRIMINAL PENALTIES ON A MOTION FOR
CONTEMPT THAT LACKED AN AFFIDAVIT, PROBABLE CAUSE, OR AN
ALLEGATION OF INTENT, IN VIOLATION OF THE FOURTH AND FOURTEENTH
AMENDMENTS TO THE U.S. CONSTITUTION; OHIO CONSTITUTION, ARTICLE I,
SECTION 14; CRIM.R. 3(A); AND R.C. 2935.09.”
{¶9} “IV. THE TRIAL COURT ERRED IN WARNING OF CRIMINAL
PENALTIES FOR CONTEMPT AND IN PERMITTING COUNSEL FOR A PARTY THAT
IS THE BENEFICIARY OF A COURT ORDER TO UNDERTAKE THE CONTEMPT
PROSECUTION FOR ALLEGED VIOLATIONS OF THAT ORDER, IN VIOLATION OF
YOUNG V. U.S. EX REL. VUITTON ET FILS, 481 U.S. 787 (1987) AND WAMACK V.
WILSON, 2025-OHIO-1163, 30.”
{¶10} “V. THE TRIAL COURT ERRED IN PROHIBITING APPELLANT FROM
CALLING WITNESSES AND CROSS-EXAMINING HIS ACCUSERS, VIOLATING THE
DUE PROCESS PROTECTIONS THE JULY 16, 2025, ORDER (P. 5), SAID WERE
GUARANTEED UNDER THE FOURTEENTH AMENDMENT TO THE U.S.
CONSTITUTION AND IN RE OLIVER, 333 U.S. 257 (1948).”
{¶11} “VI. THE TRIAL COURT ERRED IN STATING IN OPEN-COURT THAT
SOCIAL SECURITY FUNDS WOULD BE CONSIDERED IN DETERMINING
APPELLANT'S ABILITY TO PAY, AND IN FURTHER FINDING IN ITS ENTRY OF JULY
16, 2025, (P. 8) THAT APPELLANT "IS PERIODICALLY ABLE TO REMIT LESSER
AMOUNTS," DESPITE APPELLANT'S OBJECTION THAT SUCH FUNDS ARE EXEMPT
UNDER 42 U.S.C. 407.”
{¶12} “VII. TO THE EXTENT THE COURT CONSIDERED APPELLANT'S
INDIVIDUAL RETIREMENT ACCOUNT (IRA) IN DETERMINING AN ABILITY TO
PAY THE MAY 15, 2024, ORDER, THE COURT ERRED IN NOT SUSTAINING THE
OBJECTION THAT THOSE FUNDS ARE ALSO EXEMPT.”
{¶13} “VIII. THE TRIAL COURT ERRED IN NOT DETERMINING THE
AMOUNT NECESSARY TO PURGE THE CONTEMPT.”
{¶14} “IX. THE TRIAL COURT ERRED IN AWARDING ATTORNEY FEES IN
THE CONTEMPT PROCEEDINGS AT A $400 PER HOUR RATE THAT HAD BEEN
PREDETERMINED IN A [SIC] APRIL 2, 2025, RULING ON A [SIC] UNSERVED
MOTION, DEPRIVING APPELLANT OF NOTICE AND A MEANINGFUL
OPPORTUNITY TO CONTEST THE RATE.”
{¶15} “X. THE TRIAL COURT ERRED IN GRANTING AN AWARD IN EXCESS
OF THE AMOUNT SOUGHT IN THE MOTION FOR CONTEMPT AND IN EXCESS OF
THE AMOUNT ALLOWED BY R.C. 2705.05 AND R.C. 2101.23.”
{¶16} The appellant’s brief is difficult to follow, and is replete with flawed
reasoning and red herrings. Nevertheless, we are able to discern the salient issue before
this Court, which is whether the trial court erred in finding that “the requisite burden of
showing [the appellant] is in contempt of Court has been satisfied.” We find that the trial
court did not err when it found the appellant in indirect civil contempt of court.
STANDARD OF REVIEW
{¶17} The appellate standard of review for a finding of contempt is abuse of
discretion. Gordon v. Gordon, 2023-Ohio-4780, ¶14 (5th Dist.). To find an abuse of
discretion, we must find that the trial court's decision was unreasonable, arbitrary, or
unconscionable, and not merely an error of law or judgment. Blakemore v. Blakemore, 5
Ohio St.3d 217, 219 (1983).
ANALYSIS
{¶18} The issue of contempt was discussed in detail by this Court in the seminal
case of Bierce v. Howell, 2007-Ohio-3050, (5th Dist.):
R.C. 2705.02 defines acts which may constitute contempt of court,
and states in pertinent part: "A person guilty of any of the following acts
may be punished as for contempt: "(A) Disobedience of, or resistance to, a
lawful writ, process, order, rule, judgment, or command of a court or officer;
…"
Contempt has also been defined by the courts as the disregard or
disobedience of an order or command of judicial authority. See, First Bank
of Marietta v. Mascrete, Inc. (1998), 125 Ohio App. 3d 257, 263, 708 N.E.2d
262. Contempt may also involve an act or omission that substantially
disrespects the judicial process in a particular case. Byron v. Byron,
Franklin App. No. 03 AP 819, 2004 Ohio 2143 at P11, appeal not allowed by
103 Ohio St.3d 1462, 815 N.E.2d 678, 2004 Ohio 5056. Contempt can be
characterized as either direct or indirect. Id. at P12. Direct contempt occurs
when a party engages in conduct in the presence of the court that
interferes with the administration of justice. R.C. 2705.01; Turner v. Turner
(May 18, 1999), Franklin App. No. 98AP-999, 1999 Ohio App. LEXIS 2329,
1999 WL 356279. Indirect contempt, on the other hand, occurs when a party
engages in conduct outside the presence of the court that demonstrates a
lack of respect for the court or its lawful orders. Byron, supra, citing State
v. Drake (1991), 73 Ohio App. 3d 640, 643, 598 N.E.2d 115. Typically, the
failure to pay child support is viewed by courts as indirect contempt, as it
occurs outside of the presence of the court and demonstrates a lack of
respect for the court. DeLawder v. Dodson, Lawrence App. No. 02CA27,
2003 Ohio 2092, at P11.
Courts may further characterize contempt as criminal or civil,
depending upon the nature of the contempt sanctions. Criminal contempt
imposes sanctions that are punitive in nature and are designed to punish
the party for past failures to comply with the court's order. State ex rel. Corn
v. Russo, 90 Ohio St. 3d 551, 2001 Ohio 15, 740 N.E.2d 265. Criminal
contempt usually involves mandatory incarceration, and the party found
to be in contempt usually has no opportunity to avoid the incarceration.
Brown v. Executive 200, Inc. (1980), 64 Ohio St. 2d 250, 253, 254, 416
N.E.2d 610.
Civil contempt, on the other hand, is remedial or coercive in nature,
and will be imposed to benefit the complainant. DeLawder, supra, at P9,
citing Pugh v. Pugh (1984), 15 Ohio St. 3d 136, 139, 15 Ohio B. 285, 472
N.E.2d 1085. Any sanction imposed by the court for civil contempt must
provide the contemnor with an opportunity to purge himself or herself of
the contempt. DeLawder, supra, at P10. "The contemnor is said to carry the
keys of his prison in his own pocket * * * since he will be freed if he agrees
to do as so ordered." Brown, supra, at 253.
Id. at ¶¶ 15-18.
{¶19} This Court addressed contempt more recently in Wamack v. Wilson, 2025-
Ohio-1163 (5th Dist.). Although the Wamack case dealt with criminal contempt and not
civil contempt, which is the issue herein, the general discussion in Wamack regarding
contempt is instructive. The Court stated:
Contempt is defined in general terms as disobedience of a court
order. State ex rel. Corn v. Russo, 90 Ohio St.3d 551, 554, 2001- Ohio 15,
740 N.E.2d 265 (2001). "'It is conduct which brings the administration of
justice into disrespect, or which tends to embarrass, impede or obstruct a
court in the performance of its functions.'" Denovchek v. Trumbull Cty. Bd.
of Commrs. 36 Ohio St. 3d 14, 15, 520 N.E.2d 1362 (1988) quoting
Windham Bank v. Tomaszczyk, 27 Ohio St.2d 55, 271 N.E.2d 815 (1971),
paragraph one of the syllabus.
Ohio Courts Have Both Inherent Authority, and Statutory
Authority to Punish for Contempt
It has long been established in Ohio that courts have inherent
authority to exercise their contempt power. Hale v. State, 55 Ohio St. 210,
45 N.E. 199 (1896). The inherent power of a court to punish for contempt of
court may not be limited by legislative authority, nor does such power
depend upon express constitutional grant. State v. Local Union 5760,
United Steelworkers of America, 172 Ohio St. 75, 173 N.E.2d 331 (1961).
The Legislature has also provided courts with statutory authority to
punish for contempt. R.C. 2705.02, Acts in Contempt of Court, defines
Contempt in part as,
(A) Disobedience of, or resistance to, a lawful writ, process, order,
rule, judgment, or command of a court or an officer;
(B) Misbehavior of an officer of the court in the performance of his
official duties, or in his official transactions...
A violation of R.C. 2705.02 is indirect contempt. United
Steelworkers of America, 172 Ohio St. at 79. The penalties assessed for
violations of the indirect contempt statute are set forth in R.C. 2705.05. Id.
A court may punish disobedience of its orders pursuant to both R.C.
2705.02(A) and its inherent power to enforce its authority. Zakany v.
Zakany, 9 Ohio St.3d 192, 9 Ohio B. Rep. 505, 459 N.E.2d 870 (1984),
syllabus; State v. Yambrisak, 2011-Ohio-5373, ¶ 12 (5th Dist.).
Id. at ¶¶ 12-16. The Wamack Court stated further:
In addition, contempt is further classified as civil or criminal
depending on the character and purpose of the contempt sanctions. Brown
v. Executive 200, Inc., 64 Ohio St.2d 250, 253-254, 416 N.E.2d 610 (1980);
In re Purola, 73 Ohio App.3d 306, 311, 596 N.E.2d 1140 (3d Dist. 1991).
The pertinent test in distinguishing criminal and civil contempt is as
follows: "what does the court primarily seek to accomplish by imposing
sentence?" Shillitani v. U.S.S. 364, 370, 86 S. Ct. 1531, 16 L. Ed. 2d 622
(1966); State v. Yambrisak, 2011-Ohio-5373, ¶ 15 (5th Dist.). Therefore, to
determine if the sanction in the instant case was criminal or civil in nature,
it is necessary to determine the purpose behind the sanction: was it to coerce
Kenneally to obey the journal entry, or was it to punish him for a past
violation? See, Brown v. Executive 200, Inc., 64 Ohio St.2d at 252.
In determining the nature of a contempt, a reviewing court is not
bound to the trial court's characterization of the contempt as civil or
criminal but must independently ascertain the nature of the contempt.
ConTex, Inc. v. Consolidated Technologies, Inc., 40 Ohio App.3d 94, 531
N.E.2d 1353 (1st Dist.1988); In re: Guardianship of Finan, 2014-Ohio-
3572, ¶ 13, 18 N.E.3d 459 (5th Dist.).
Id. at ¶¶ 20-22. In the case sub judice, the trial court specifically stated that its purpose in
conducting the show cause hearing was not to punish the appellant, but rather, to coerce
him into complying with the order to return the funds to the Fiduciary. Thus, this matter
involves indirect civil contempt. The Wamack Court stated that “[t]he standard of proof
in a civil contempt proceeding is clear and convincing evidence,” and that “‘[c]lear and
convincing evidence’ is that evidence ‘which will produce in the mind of the trier of facts
a firm belief or conviction as to the allegations sought to be established.’ Cross v. Ledford,
161 Ohio St. 469, 120 N.E.2d 118 (1954), paragraph three of the syllabus.” Id. at ¶ 26.
{¶20} The May 15, 2024, Judgment Entry ordering the appellant to return the
$43,560.00 he paid to himself in attorney fees without first obtaining court approval was
affirmed by this Court, and a discretionary appeal to the Ohio Supreme Court was not
allowed. Thus, the appellant’s failure to comply with the order constitutes disobedience
of, or resistance to, a lawful order or judgment. The appellant’s failure constitutes indirect
contempt, as his conduct – that is, his failure to return the monies – occurred outside the
presence of the trial court, and demonstrates a lack of respect for the court and its lawful
order.2 Further, the trial court specifically stated in its July 16, 2025, Judgment Entry
2
It is noteworthy that during the May 13, 2025, hearing the trial court suggested various
options the appellant could undertake prior to the June 17, 2025, continued hearing,
that it was “reviewing the matter for indirect civil contempt.” In addition, the court noted
that its purpose was not to punish the appellant, but rather, to coerce him into complying
with the May 15, 2024, Judgment Entry ordering him to return the $43,560.00 he took
in attorney fees without prior court approval. The court ordered that, while the appellant
may not be able to fully repay the monies, he could nevertheless make periodic payments
in lesser amounts, and stated further that the Fiduciary could utilize all legal proceedings
in aid of execution while the appellant could assert “ability to pay” protections. The ability
to undertake periodic payments of lesser amounts thus enables the appellant to, in effect,
purge the contempt. The trial court did not abuse its discretion or otherwise err in finding
that the appellant was in indirect civil contempt for his failure to return the monies.
{¶21} The appellant has submitted a myriad of difficult to follow arguments, most
of which are irrelevant to the issue at hand – that is, whether the appellant disobeyed a
lawful court order when he failed to return any of the attorney fees he paid himself without
first obtaining court approval. We will nevertheless attempt to address his fallacious
arguments.
{¶22} In his first assignment of error, the appellant seems to argue that the May
13, 2024, hearing upon which the May 15, 2024, Entry was based is flawed because the
transcript provided by the prior trial court judge differs slightly from the transcript
provided by the current trial court judge. This argument is a red herring, as the appellant
has conceded that he failed to return the monies. Furthermore, any minor differences that
may exist between the two transcripts do not rise to the level of error, particularly since
including the filing of a motion for attorney fees. The appellant failed to file such a motion,
or otherwise undertake any efforts to remedy the issue.
the May 15, 2024, decision has been affirmed by this Court and declined for review by the
Ohio Supreme Court. The appellant’s first assignment of error is without merit.
{¶23} The appellant argues in his second assignment of error that the trial court
erred in stating in open court and in public filings that he had violated the May 15, 2024,
order prior to the submission of evidence. This, too, is a nonsensical red herring, and does
not rise to the level of reversible error. Statements allegedly made by the trial court, that
the appellant had failed to return the monies to the estates, are statements set forth in the
filings submitted by the Fiduciary. Furthermore, the appellant filed a writ of prohibition
against the prior trial court judge seeking an order from this Court preventing the trial
court from continuing to administer the estate, requiring the trial court judge to engage
in efforts to defend herself. This Court denied the writ in Golub v. Park, 2024-Ohio-4559
(5th Dist.). The Ohio Supreme Court affirmed the denial in Golub v. Werren 3, 2025-Ohio-
2950. Any statements made by counsel in those proceedings were made in defense of the
appellant’s writ of prohibition. Furthermore, any such statements certainly do not provide
a basis upon which to find error on the part of the trial court in the case sub judice. The
appellant’s second assignment of error is without merit.
{¶24} The appellant argues in his third assignment of error that the trial court
erred in “haling” him to court on a summons and warning of criminal penalties. This
argument must also fail. The appellant was advised of the motion to show cause, provided
with notice of the May 13, 2025, hearing on the motion, and then advised at the May 13,
2025, hearing of his right to counsel and various ways to address the potential contempt
(i.e., filing a motion for approval of attorney fees, and/or making partial payments.) The
Judge Park was the probate court judge until December of 2024, when she retired. Judge
3
Werren is the current probate court judge.
May 13, 2025, hearing was then rescheduled for June 17, 2025, allowing the appellant
over one month to prepare. There were no violations of the appellant’s fourth and
fourteenth amendment rights, nor of his rights as set forth in the Ohio Constitution.
Furthermore, Crim.R. 3(A) and R.C. 2935.09 do not apply to the within matter, as it
involves indirect civil contempt and not criminal contempt. The appellant’s third
assignment of error is without merit.
{¶25} The appellant argues in his fourth assignment of error that the trial court
erred in advising of potential criminal penalties and allowing counsel for the Fiduciary to
“prosecute” contempt proceedings against the appellant. This argument is also a red
herring, and must also fail. First, the matter entailed indirect civil contempt, not criminal
contempt giving rise to criminal penalties. Second, counsel for the Fiduciary represents
the interests of the Fiduciary and the estate, and properly moved for a show cause order
regarding the appellant’s failure to comply with the May 15, 2024, Entry ordering him to
return the attorney fees taken without prior court approval. The Fiduciary is responsible
for filing a final accounting and otherwise effectuating finalization of the estates, and was
unable to do so due to the appellant’s failure to return the monies. The appellant’s fourth
assignment of error is without merit.
{¶26} The appellant argues in his fifth assignment of error that the trial court
erred when it prohibited him from calling witnesses and cross examining his accusers.
This too must fail. While the trial court did not permit the appellant to call Attorney Laura
Mills, who is counsel for the Fiduciary and filed the motion to show cause, the appellant
was not prohibited from calling other witnesses in his defense. Additionally, the appellant
references his lack of attendance at the April 23, 2025, status conference as evidence of
the trial court’s error. However, said status conference involved the court’s oversight of
the estate administration generally, and the final accountings in the estates. Since the
appellant had withdrawn as counsel for the Fiduciary in 2023, he had no right to attend
the status conference. The appellant’s fifth assignment of error is without merit.
{¶27} In his sixth and seventh assignments of error, the appellant argues that the
trial court erred when it stated in open court that his social security income and IRA funds
would be considered in determining the appellant’s ability to return the monies to the
estates. This argument must also fail. The appellant argued that he was financially unable
to pay the funds back to the estates, therefore making the court’s inquiry into his financial
status relevant. The court did not state that the appellant would be required to utilize his
social security monies and/or his IRA monies to return the attorney fees taken without
prior court approval; it was simply inquiring into the appellant’s financial status to
determine if the appellant’s financial hardship argument was viable. The appellant’s’ sixth
and seventh assignments of error are without merit.
{¶28} The appellant argues in his eighth assignment of error that the trial court
erred in not determining the amount necessary to purge the contempt. This argument,
too, must fail. Clearly payment of the full amount would serve to place the appellant in
compliance with the May 15, 2024, Entry. The trial court further suggested that the
appellant file a motion for approval of attorney fees, which would enable the court to
approve the fees taken, or at least part of the fees, and provide a way for the appellant to
comply with the May 15, 2024, Entry. Finally, the trial court suggested the appellant
undertake efforts to make periodic partial payments towards return of the monies. The
court thus outlined various methods through which the appellant could remedy the
indirect civil contempt; the appellant simply refused, and continues to refuse, to
undertake any such efforts. The appellant’s eighth assignment of error is without merit.
{¶29} The appellant argues in his ninth assignment of error that the trial court
erred in awarding attorney fees in connection with the show cause proceedings. This too
must fail. The Fiduciary’s March 26, 2025, Motion contained a request for the award of
attorney fees in the amount of $400.00 for one hour of time for preparation of the Motion.
The appellant was on notice that attorney fees were being sought in connection with the
show cause proceedings and were being sought at the rate of $400.00 per hour. The
appellant was present at the May 13, 2025, hearing at which various issues relating to the
potential contempt were discussed. The hearing was continued until June 17, 2025,
allowing the appellant several weeks to prepare. Thus, he was on notice of, and had an
opportunity to contest, the Fiduciary’s request for attorney fees and the hourly rate. The
appellant’s ninth assignment of error is without merit.
{¶30} In his tenth assignment of error, the appellant argues that the trial court
erred in awarding an amount in excess of what was sought in the Fiduciary’s March 26,
2025, Motion. The court did not, however, abuse its discretion when it “awarded” the
Fiduciary $43,560.00 the appellant had already been ordered to return to the estates. Nor
did it abuse its discretion when it stated that statutory interest may accrue on the
$43,560.00 from the July 16, 2025, Entry, or that the Fiduciary may recover costs and
attorney fees associated with any potential collection activities relating to the judgment.
The appellant was ordered to return the attorney fees to the estates nearly two years ago.
He has failed to make any effort whatsoever towards satisfaction of the same, and has
thereby interfered with the Fiduciary’s ability to finalize the estates. The trial court did
not err in finding the appellant in indirect contempt, and the appellant’s tenth assignment
of error is without merit.
{¶31} The appellant is essentially his own worst enemy. He has failed to file a
motion for attorney fees to seek approval of the fees he has received, and has further failed
to make any effort whatsoever to make even periodic partial payments in an effort to
comply with the trial court’s May 15, 2024, Entry. The appellant has the key to access
relief – he simply refuses to utilize it.
CONCLUSION
{¶32} Based upon the foregoing, we find that the appellant’s assignments of error
numbers one through ten are without merit and are overruled. The judgment of the Stark
County Court of Common Pleas, Probate Division, is hereby affirmed.
{¶33} Costs to appellant.
By: Baldwin, P.J.
Montgomery, J. and
Gormley, J. concur.