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People v. Vivar

Docket Ind No. 272/19|Appeal No. 5972|Case No. 2022-03039|

Court of record · Indexed in NoticeRegistry archive · AI-enriched for research

Criminal AppealReversed
Filed
Jurisdiction
New York
Court
Appellate Division of the Supreme Court of the State of New York
Type
Opinion
Disposition
Reversed
Citation
2026 NY Slip Op 02731
Docket numbers
Ind No272/19Appeal No5972Case No2022-03039

Appeal from a judgment of conviction following a guilty plea and denial of a suppression motion in Bronx County Supreme Court

Summary

The Appellate Division, First Department reversed defendant Mauro Vivar's conviction for attempted assault in the second degree, vacated his guilty plea, and remitted the case for further proceedings. The court found Vivar's appellate-waiver invalid because the trial court failed to explain appellate rights separately from rights lost by pleading guilty and relied only on defense counsel to confirm the written waiver. The court also held the suppression court should have granted Vivar's motion to suppress custodial statements to the arresting officer, and that that error was not harmless because the statements could have affected his decision to plead.

Issues Decided

  • Whether the trial court's acceptance of a written waiver of the right to appeal was valid under the totality of the circumstances
  • Whether the court erred in denying the defendant's motion to suppress custodial statements made to the arresting officer
  • Whether the erroneous denial of suppression was harmless error with respect to the guilty plea
  • Whether, despite reversal and vacation of the plea, the indictment should be dismissed given that the defendant already served his sentence

Court's Reasoning

The court applied the totality-of-the-circumstances standard and concluded the waiver was invalid because the court failed to explain appellate rights as distinct from rights lost by a guilty plea and improperly relied solely on defense counsel’s confirmation. The court held the statements were made during custodial interrogation and should have been suppressed because officers asked questions likely to elicit incriminating responses. Because the statements could have affected the defendant's decision to plead and could be used for impeachment, the error was not harmless. Given the seriousness of the charged felony, dismissal of the indictment was not appropriate.

Authorities Cited

  • People v Thomas34 NY3d 545 (2019), cert denied 589 U.S. 1302 (2020)
  • People v Robles42 NY3d 694 (2024)
  • People v Bradshaw18 NY3d 257 (2011)

Parties

Appellant
Mauro Vivar
Respondent
The People of the State of New York
Attorney
Twyla Carter, The Legal Aid Society (Dalourny Nemorin of counsel)
Attorney
Darcel D. Clark, District Attorney, Bronx (John Cheever of counsel)
Judge
Martin Marcus
Judge
James McCarty
Judge
Manzanet-Daniels, J.P.
Judge
Moulton, Gesmer, Mendez, Michael, JJ.

Key Dates

Decision date
2026-04-30
Judgment rendered
2022-06-06

What You Should Do Next

  1. 1

    For the defense: prepare for new proceedings

    Consult counsel to evaluate filing a renewed suppression motion, review the record for additional appellate issues, and plan pretrial strategy including whether to negotiate a new plea or proceed to trial.

  2. 2

    For the prosecution: reassess evidence and suppression issues

    Review the suppression ruling and admissibility of the custodial statements, determine whether to retry the case, and prepare to proceed on the indictment consistent with the appellate decision.

  3. 3

    For both parties: comply with remand order

    Appear in Bronx County Supreme Court as ordered and be prepared to litigate the suppression issues and other pretrial matters identified by the appellate decision.

Frequently Asked Questions

What did the court decide?
The appellate court reversed the conviction, vacated the guilty plea, and sent the case back to the trial court for further proceedings because the waiver of appeal was invalid and the trial court wrongly denied a motion to suppress custodial statements.
Who is affected by this decision?
Defendant Mauro Vivar is directly affected; the People (prosecution) are affected because they must proceed again on the indictment.
What happens next in the case?
The case is remitted to Supreme Court, Bronx County, for further proceedings on the indictment, which may include a renewed suppression hearing, trial, or plea negotiations.
Can the prosecution dismiss the case instead?
The appellate court refused to dismiss the indictment despite the defendant having served his sentence, citing the seriousness of the offense; dismissal was not appropriate here.

The above suggestions and answers are AI-generated for informational purposes only. They may contain errors. NoticeRegistry assumes no responsibility for their accuracy. Consult a qualified attorney before relying on them.

Full Filing Text
People v Vivar - 2026 NY Slip Op 02731

People v Vivar

2026 NY Slip Op 02731

April 30, 2026

Appellate Division, First Department

The People of the State of New York, Respondent,

v

Mauro Vivar, Defendant-Appellant.

Decided and Entered: April 30, 2026

Ind No. 272/19|Appeal No. 5972|Case No. 2022-03039|

Before: Manzanet-Daniels, J.P., Moulton, Gesmer, Mendez, Michael, JJ.

Twyla Carter, The Legal Aid Society, New York (Dalourny Nemorin of counsel), for appellant.

Darcel D. Clark, District Attorney, Bronx (John Cheever of counsel), for respondent.

Judgment, Supreme Court, Bronx County (Martin Marcus, J., at suppression motion; James McCarty, J., at plea and sentencing), rendered June 6, 2022, convicting defendant of attempted assault in the second degree, and sentencing him to three years of probation, unanimously reversed, the plea vacated, and the matter remitted for further proceedings on the indictment.

Under the "totality of the circumstances," defendant's waiver of the right to appeal was invalid (
People v Thomas
, 34 NY3d 545, 559 [2019],
cert denied
589 US 1302 [2020]). The court did not explain the nature of appellate rights to defendant, or that a waiver of these rights was separate and distinct from the rights automatically forfeited by a guilty plea (
People v Bradshaw
, 18 NY3d 257, 264 [2011]). The court also relied solely on defense counsel to explain the written waiver (
see People v Eason
, 228 AD3d 443, 444 [1st Dept 2024],
lv denied
42 NY3d 926 [2024] [defense counsel's confirmation that he reviewed the written waiver with the defendant "was not a substitute for the court conducting its own inquiry"];
see also

People v Trulove
, 238 AD3d 55, 61 [1st Dept 2025]). Indeed, the People elected not to defend the waiver of the right to appeal in this case.

The court should have granted defendant's motion to suppress his statements to the arresting offer, as they were made during a custodial interrogation regarding the underlying incident which happened four months earlier, in response to questions that the officer should have known were reasonably likely to elicit an incriminating response (
see e.g.

People v Robinson
, -- NY3d --, --,2025 NY Slip Op 05871, *3 [2025]). The People noted that the motion court's reliance on
People v Huffman
(41 NY2d 29 [1976]) was "questionable" and essentially conceded that the decision was error.

The court's failure to grant defendant's motion to suppress was not harmless error. Where, as here, "the error is of constitutional dimension," courts make two inquiries to determine whether the error is harmless (
People v Robles
, 42 NY3d 694, 696 [2024]). First, courts look to whether the remaining proof constitutes "overwhelming proof of defendant's guilt" (
id.
at 696-697 [internal quotation marks omitted]). "Even when there are facts in the record that make possible that part of the analysis, a court must still determine that there is no reasonable possibility that the error contributed to the defendant's decision to plead guilty for harmless error to apply (
id.
at 697). This is not "one of the rare situations where the record leave[s] no question regarding [the defendant's] independent motivation to plead guilty" (
id.
[internal quotation marks omitted]). The statements defendant sought to suppress could be construed as internally contradictory as to whether he knew or had previously interacted with the complainant. At a minimum, as the People concede, defendant's statements could be used to indicate consciousness of guilt or to impeach defendant's credibility, had he testified at trial. The fact that defendant sought to suppress them indicates that he considered them to be significant. Accordingly, there is a reasonable possibility that the court's failure to grant defendant's suppression motion contributed to defendant's decision to plead guilty, and "we cannot say with certainty that the erroneous ruling played no part in that decision" (
id.
at 695).

Although defendant has already served his sentence, we reject his request to dismiss the indictment, given the seriousness of the crime charged (
see id.
at 698;
People v Bush
, 38 NY3d 66, 72 n 2 [2022] ["This Court has never dismissed a felony indictment on the ground that further proceedings would serve no useful penological purposes" (internal quotation marks omitted)];
People v Peters
, 157 AD3d 79, 85 [1st Dept 2017],
lv denied
30 NY3d 1118 [2018] [declining to dismiss indictment where the defendant was convicted of a "serious offense"]). Accordingly, defendant's guilty plea is vacated and the case is remitted to Supreme Court for further proceedings on the indictment.

THIS CONSTITUTES THE DECISION AND ORDER OF THE SUPREME COURT, APPELLATE DIVISION, FIRST DEPARTMENT.

ENTERED: April 30, 2026