Matter of Carilyn S. v. Theresa S.
Docket 2023-08723
Court of record · Indexed in NoticeRegistry archive · AI-enriched for research
- Filed
- Jurisdiction
- New York
- Court
- Appellate Division of the Supreme Court of the State of New York
- Type
- Opinion
- Case type
- Family
- Disposition
- Affirmed
- Citation
- 2026 NY Slip Op 02658
- Docket
- 2023-08723
Appeal from a Family Court order, after a combined permanency and fact-finding hearing, granting a petition for joint custody filed under Family Court Act article 6
Summary
The Appellate Division affirmed a Family Court order granting joint custody of a child to the father and the maternal aunt after a combined permanency and fact-finding hearing. The mother appealed, arguing the court failed to ensure she knowingly waived her right to counsel when her appointed lawyer was relieved. The court found that although the Family Court did not conduct the required detailed inquiry at the time of counsel’s withdrawal, the mother’s pattern of conduct — frequent failures to appear, multiple successive attorneys, and delays — supported a finding she forfeited her right to assigned counsel, and the evidence would not have changed the outcome.
Issues Decided
- Whether the Family Court erred by failing to conduct a searching inquiry to ensure the mother knowingly, voluntarily, and intelligently waived her right to counsel when counsel was relieved
- Whether the mother forfeited her right to assigned counsel through egregious conduct (justifying proceeding without counsel)
- Whether the evidence at the combined permanency and fact-finding hearing supported granting joint custody to the father and the maternal aunt
Court's Reasoning
The court explained that a party must usually make a knowing, voluntary, and intelligent waiver of counsel and the court must conduct a searching inquiry to confirm this. Although the Family Court did not perform that inquiry when the mother's counsel was relieved, the appellate court concluded the error was harmless because testimony presented during the mother’s absences established neglect and that placement with the maternal aunt served the child's best interests. Separately, the mother’s repeated failures to appear, multiple counsel changes, and conduct that delayed the proceeding supported a finding she forfeited her right to assigned counsel.
Authorities Cited
- Family Court Act § 262(a)(v)
- People v Arroyo98 NY2d 101
- Matter of Moses M. [Melissa M.]237 AD3d 825
- People v Shanks37 NY3d 244
Parties
- Petitioner
- Carilyn S. (Anonymous) et al.
- Appellant
- Theresa S. (Anonymous)
- Petitioner-Respondent
- Kelvin Curry
- Respondent
- Administration for Children's Services
- Attorney
- Robin Stone Einbinder (for appellant)
- Attorney
- Yasmin Daley Duncan (for petitioner-respondent Kelvin Curry)
- Attorney
- Steven Banks, Corporation Counsel (Ingrid R. Gustafson and Elizabeth I Freedman of counsel)
- Attorney
- Twyla Carter (attorney for the child)
- Judge
- Joan L. Piccirillo (Family Court)
Key Dates
- Decision date
- 2026-04-29
- Family Court order date
- 2023-05-19
- Docket filing year
- 2022-01-01
What You Should Do Next
- 1
Consult an attorney about further appeal
If the mother wishes to continue challenging the custody order, she should consult counsel immediately to assess grounds and deadlines for seeking leave to appeal to a higher court.
- 2
Comply with custody order
The parties awarded custody should follow the Family Court’s orders and any related care or visitation plans while considering motions only through proper legal channels.
- 3
Request enforcement or modification if circumstances change
Either party may move in Family Court for modification of custody or enforcement if there is a material change in circumstances affecting the child's best interests.
Frequently Asked Questions
- What did the court decide?
- The appellate court affirmed the Family Court’s order giving joint custody to the father and the maternal aunt.
- Why was the mother’s argument about losing counsel rejected?
- Although the Family Court did not fully probe whether she knowingly waived counsel, the appellate court found her repeated absences and disruptive pattern meant she forfeited assigned counsel, and the evidence of neglect meant the outcome would not have changed.
- Who is affected by this decision?
- The child, the mother, the father, and the maternal aunt are directly affected because custody was awarded to the father and aunt.
- Can this decision be appealed further?
- Potential further appeal would be to the Court of Appeals, but options and deadlines depend on appellate rules and whether permission to appeal is required.
The above suggestions and answers are AI-generated for informational purposes only. They may contain errors. NoticeRegistry assumes no responsibility for their accuracy. Consult a qualified attorney before relying on them.
Full Filing Text
Matter of Carilyn S. v Theresa S. - 2026 NY Slip Op 02658 Matter of Carilyn S. v Theresa S. 2026 NY Slip Op 02658 April 29, 2026 Appellate Division, Second Department In the Matter of Carilyn S. (Anonymous), et al., petitioners-respondents, v Theresa S. (Anonymous), appellant, et al., respondent. Supreme Court of the State of New York, Appellate Division, Second Judicial Department Decided on April 29, 2026 2023-08723, (Docket No. V-6045-22) Mark C. Dillon, J.P. Paul Wooten Lourdes M. Ventura Lisa S. Ottley, JJ. Robin Stone Einbinder, Flushing, NY, for appellant. Yasmin Daley Duncan, Brooklyn, NY, for petitioner-respondent Kelvin Curry. Steven Banks, Corporation Counsel, New York, NY (Ingrid R. Gustafson and Elizabeth I Freedman of counsel), for respondent. Twyla Carter, New York, NY (Dawne A. Mitchell and Amy Hauskrecht of counsel), attorney for the child. DECISION & ORDER In a proceeding pursuant to Family Court Act article 6, the mother appeals from an order of the Family Court, Queens County (Joan L. Piccirillo, J.), dated May 19, 2023. The order, insofar as appealed from, after a hearing, granted the petition of the father and the maternal aunt for joint custody of the subject child. ORDERED that the order is affirmed insofar as appealed from, without costs or disbursements. In 2015, the Administration for Children's Services commenced a neglect proceeding against the mother of the subject child, born in 2009, alleging, inter alia, educational neglect. The child was placed with the maternal aunt. In 2022, after a trial discharge to the mother had failed, the father and the maternal aunt filed a petition for joint custody of the child. After a combined permanency and fact-finding hearing, the Family Court granted the petition. The mother appeals. The parent of any child seeking custody or contesting the substantial infringement of his or her right to custody of such child has the right to the assistance of counsel ( see Family Ct Act § 262[a][v]). A party may waive that right and proceed without counsel provided he or she makes a knowing, voluntary, and intelligent waiver of the right to counsel ( see Matter of Means v Miller , 175 AD3d 498, 499-500). In order to determine whether a party has validly waived the right to counsel, a court must conduct a "searching inquiry" to ensure that the waiver has been made knowingly, voluntarily, and intelligently ( People v Arroyo , 98 NY2d 101, 103 [internal quotation marks omitted]; Matter of Cecile D. [Kassia D.] , 189 AD3d 1036, 1037 [internal quotation marks omitted]; Matter of Means v Miller , 175 AD3d at 500 [internal quotation marks omitted]). While there is no rigid formula to be followed in such an inquiry, and the approach is flexible, the record must demonstrate that the party was aware of the dangers and disadvantages of proceeding without counsel ( see Matter of McGregor v Bacchus , 54 AD3d 678, 679). "For example, the court may inquire about the litigant's age, education, occupation, previous exposure to legal procedures[,] and other relevant factors bearing on a competent, intelligent, voluntary waiver" ( Matter of Abigail M.A. [James A.] , 222 AD3d 973, 976 [internal quotation marks omitted]). Here, the Family Court did not conduct a searching inquiry on May 9, 2023, when the mother's counsel's motion to be relieved as counsel was granted, and the record shows that the mother did not want to proceed pro se on May 17, 2023. Nonetheless, under the circumstances of this case, the court's error does not warrant reversal and remittal ( see Matter of Moses M. [Melissa M.] , 237 AD3d 825, 826). Since the testimony offered in the period in which the mother failed to appear was sufficient to establish that the mother neglected the child and that releasing the child to the custody of the maternal aunt was in the child's best interests, the court's failure to ensure that the mother validly waived her right to counsel at the combined permanency and fact-finding hearing would not have affected the ultimate outcome of the proceeding to award custody of the child to the father and the maternal aunt ( see id. ). A party may forfeit the fundamental right to counsel by engaging in egregious conduct, but only as a matter of extreme, last resort ( see Matter of Sa'Nai F.B.M.A. [Chaniece T.] , 232 AD3d 597, 599). A party may forfeit the right to counsel by engaging in a "persistent pattern of threatening, abusive, obstreperous, and uncooperative behavior with successive assigned counsel" ( People v Sloane , 262 AD2d 431, 432) . "[M]ere raised voices, vociferous disagreement with an attorney over strategy, or accusations of incompetence do not rise to the level of egregious conduct constituting forfeiture of the right to counsel" ( People v Shanks , 37 NY3d 244, 254). Here, the Family Court noted that the mother failed to appear for approximately half of the scheduled court dates, i.e., 19 out of 42, in the neglect proceeding and had at least six different attorneys who represented her. In addition, the court detailed that several of the mother's previously assigned attorneys sought to be relieved. The mother's apparent inability to cooperate with counsel and her conduct during the course of the proceeding, which caused delay, are sufficient to establish the validity of her waiver of the right to counsel even without the "searching inquiry" ( see Matter of Holder v Francis , 67 AD3d 679, 680). The record reflects that the mother engaged in the sort of egregious conduct that would justify a finding that she forfeited her right to assigned counsel. The mother's remaining contentions either are not properly before this Court, need not be reached in light of our determination, or are without merit. DILLON, J.P., WOOTEN, VENTURA and OTTLEY, JJ., concur. ENTER: Darrell M. Joseph