Com. v. Thomas, L.
Docket 575 WDA 2025
Court of record · Indexed in NoticeRegistry archive · AI-enriched for research
- Filed
- Jurisdiction
- Pennsylvania
- Court
- Superior Court of Pennsylvania
- Type
- Lead Opinion
- Case type
- Criminal Appeal
- Disposition
- Vacated
- Judge
- Olson
- Citation
- 2026 PA Super 74
- Docket
- 575 WDA 2025
Appeal from revocation-of-probation sentence imposed after a PCRA court resentencing
Summary
The Superior Court vacated a April 29, 2025 revocation-of-probation sentence imposed on Leroy Kenneth Thomas and remanded to re-impose his earlier October 25, 2021 revocation-of-probation sentence. The PCRA court had entertained an untimely collateral petition and resentenced Thomas without jurisdiction because the petition did not satisfy the PCRA’s time limits or an exception. Because the PCRA court lacked jurisdiction, its resentencing was void ab initio. The court therefore vacated the 2025 sentence and ordered reinstatement of the 2021 sentence, leaving any discretionary-sentencing challenges unreviewed.
Issues Decided
- Whether the PCRA court had jurisdiction to entertain an amended PCRA petition filed after the one-year statutory period without a valid exception.
- Whether attorney advice or alleged abandonment could qualify as a newly-discovered fact to overcome the PCRA time bar.
- Whether the resentencing imposed by the PCRA court on April 29, 2025, was void for lack of jurisdiction.
Court's Reasoning
The court found the petition underlying the PCRA proceeding was filed more than one year after the judgment became final and did not plausibly invoke a statutory exception. Alleged post-appeal advice from prior counsel did not create a newly-discovered fact because once direct review ended the attorney-client relationship had ended and counsel had no continuing duty to file a PCRA petition. Because the PCRA court lacked jurisdiction, its resentencing order was null and void, requiring vacatur and re-imposition of the prior (October 25, 2021) sentence.
Authorities Cited
- Post Conviction Relief Act42 Pa.C.S.A. §§ 9541-9546
- Section 9545(b)(1)-(2) (PCRA timeliness and exceptions)42 Pa.C.S.A. § 9545(b)(1)-(2)
- Commonwealth v. Fantauzzi275 A.3d 986 (Pa. Super. 2022)
- Commonwealth v. Brown___ A.3d ___, 2026 WL 227113 (Pa. Jan. 28, 2026)
Parties
- Appellant
- Leroy Kenneth Thomas
- Appellee
- Commonwealth of Pennsylvania
- Judge
- Olson, J.
- Judge
- Dubow, J.
- Judge
- Bender, P.J.E.
Key Dates
- October 25, 2021 revocation and sentence imposed
- 2021-10-25
- Revocation-of-probation sentence became final (deadline to appeal)
- 2022-09-06
- Pro se PCRA petition filed
- 2024-07-22
- Amended PCRA petition filed
- 2024-11-27
- Resentencing by PCRA court (voided)
- 2025-04-29
- Superior Court decision filed
- 2026-04-17
What You Should Do Next
- 1
Reimposition of 2021 sentence
The trial court must re-enter the October 25, 2021 revocation-of-probation sentence as ordered by the Superior Court; defense counsel should verify the entry and terms.
- 2
Consider filing timely collateral relief
If the defendant seeks to challenge the legality of the 2021 sentence, counsel should evaluate whether any jurisdictional exceptions now apply and prepare a properly supported petition or direct appeal within applicable time limits.
- 3
Consult counsel about appellate options
If there are preserved issues suitable for further review, consult appellate counsel promptly to assess whether to seek allowance of appeal to the Pennsylvania Supreme Court.
Frequently Asked Questions
- What did the court decide?
- The court vacated the April 29, 2025 resentencing because the PCRA court lacked jurisdiction to grant relief and ordered re-imposition of the October 25, 2021 sentence.
- Who is affected by this decision?
- Appellant Leroy Kenneth Thomas is affected; the PCRA court’s resentencing was voided and the earlier 2021 sentence will be reinstated.
- Why was the PCRA court found to have no jurisdiction?
- Because the petition was filed more than one year after the judgment became final and did not satisfactorily invoke any statutory exception to the PCRA time limit.
- Does this decision resolve Thomas’s claims that parts of his 2021 sentence were unlawful?
- No. Because the PCRA court acted without jurisdiction, the Superior Court did not address the merits of his sentencing challenges and remanded for re-imposition of the 2021 sentence.
- Can this decision be appealed?
- This is a Superior Court opinion resolving an appeal; further review to the Pennsylvania Supreme Court would require a petition for allowance of appeal within the applicable deadlines and standards.
The above suggestions and answers are AI-generated for informational purposes only. They may contain errors. NoticeRegistry assumes no responsibility for their accuracy. Consult a qualified attorney before relying on them.
Full Filing Text
J-A29021-25
2026 PA Super 74
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
LEROY KENNETH THOMAS :
:
Appellant : No. 575 WDA 2025
Appeal from the Judgment of Sentence Entered April 29, 2025
In the Court of Common Pleas of Allegheny County Criminal Division at
No(s): CP-02-CR-0009076-2013
BEFORE: OLSON, J., DUBOW, J., and BENDER, P.J.E.
OPINION BY OLSON, J.: FILED: April 17, 2026
Appellant, Leroy Kenneth Thomas, appeals from the April 29, 2025
revocation-of-probation of sentence entered in the Court of Common Pleas of
Allegheny County that imposed an aggregate sentence of seven to 20 years’
incarceration, to be followed by six years’ probation, following the revocation
of his probation. Upon careful review, we vacate that revocation-of-probation
sentence and remand this matter for re-imposition of Appellant’s October 25,
2021 revocation-of-probation sentence.1
____________________________________________
1 We recognize that, as discussed in greater detail infra, Appellant’s aggregate
October 25, 2021 revocation-of-probation sentence includes certain
punishments which are unlawful. Nonetheless, we are constrained to order
reimposition of that revocation-of-probation sentence. As we explain more
fully infra, the court of common pleas exercised jurisdiction under the Post
Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. §§ 9541-9546, to acquire the
authority to address the merits of Appellant’s sentencing challenges, which he
initially asserted in his amended petition for collateral relief filed on November
27, 2024. The petition, however, was untimely and not subject to an
exception. As such, the PCRA court was without jurisdiction to exercise
J-A29021-25
By way of background, the record reveals that, on October 25, 2021, at
trial court docket number CP-02-CR-02243-2021 (“Case CR-2243”), Appellant
pleaded guilty to indecent assault – complainant less than 13 years of age and
unlawful contact with minor – sexual offenses.2 As a result of his conviction
in Case CR-2243, the trial court, on October 25, 2021, revoked Appellant’s
probation at trial court docket number CP-02-CR-0009076-2013
(“Case CR-9076”) and resentenced Appellant to an aggregate sentence of
seven to 20 years’ incarceration to be followed by six years’ probation.3 In
____________________________________________
authority to undertake collateral review of the merits of Appellant’s sentencing
claims. From this, it follows that the trial court lacked power to resentence
Appellant on April 29, 2025, even though his October 25, 2021
revocation-of-probation sentence was demonstrably illegal. See
Commonwealth v. Fantauzzi, 275 A.3d 986, 997-998 (Pa. Super. 2022)
(agreeing that, because the PCRA court lacked jurisdiction to grant relief, the
subsequent resentencing order was null and void ab initio), appeal denied,
289 A.3d 41 (Pa. 2022); see also Commonwealth v. Fahy, 737 A.2d 214,
223 (Pa. 1999) (stating, “[a]lthough legality of sentence is always subject to
review within the PCRA, claims must still first satisfy the PCRA’s time limits or
one of the exceptions thereto”).
2 18 Pa.C.S.A. §§ 3126(a)(7) and 6318(a)(1), respectively. In Case CR-2243,
the trial court sentenced Appellant to four to eight years’ incarceration to be
followed by three years’ probation. This Court affirmed Appellant’s judgment
of sentence on August 4, 2023. Commonwealth v. Thomas, 304 A.3d 724,
2023 WL 4994485, at *1 (Pa. Super. filed Aug. 4, 2023) (unpublished
memorandum).
3 In Case CR-9076, Appellant pleaded guilty, on April 21, 2014, to involuntary
deviate sexual intercourse with a child – complainant less than 13 years of
age (Count 2), indecent assault – complainant less than 13 years of age
(Count 3), sexual assault (Count 4), and indecent assault – without
complainant’s consent (Count 5). 18 Pa.C.S.A. §§ 3123(b), 3126(a)(7),
3124.1, and 3126(a)(1), respectively. In exchange for Appellant’s guilty plea,
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fashioning its October 25, 2021 revocation-of-probation sentence, the trial
court imposed mandatory terms of probation on Appellant’s convictions of
Counts 2 and 3 (Sections 3123(b) and 3126(a)(7) of the Crimes Code)
pursuant to 42 Pa.C.S.A. § 9715.5(a) and subjected Appellant to lifetime
registration as a Tier III sexual offender under Subchapter H of SORNA,
codified at 42 Pa.C.S.A. §§ 9799.10 – 9799.42.4 Appellant did not file a timely
____________________________________________
the Commonwealth agreed to withdraw the criminal charge of rape of a child
(Count 1). 18 Pa.C.S.A. § 3121(c). Because Appellant was convicted of
violating Sections 3123(b), 3126(a)(7), and 3124.1 of the Crimes Code,
Appellant was subject to lifetime registration as a Tier III sexual offender
under the Sex Offender Registration and Notification Act (“SORNA”). See 42
Pa.C.S.A. § 9799.15 (effective Dec. 20, 2012, to Feb. 20, 2018); see also 42
Pa.C.S.A. § 9799.14(d) (effective Dec. 20, 2012, to Sept. 1, 2014).
At the probation revocation and resentencing hearing, Appellant was
represented by Casey White, Esquire (“Attorney White”). At the conclusion of
the resentencing hearing, Attorney White requested that the trial court
appoint new counsel for purpose of pursuing Appellant’s post-sentence and
appellate rights. N.T., 10/25/21, at 47-48. It does not appear, from a review
of the trial court docket, that the trial court appointed new counsel to
represent Appellant. The trial court, however, granted Attorney White’s
motion to withdraw as counsel on March 10, 2022, after Appellant’s
revocation-of-probation sentence had already become final.
4 Section 9718.5 of the Sentencing Code states that “[a] person who is
convicted in a court of this Commonwealth of an offense under [S]ection
9799.14(d) (relating to sexual offenses and tier system) shall be sentenced to
a mandatory period of probation of three years consecutive to and in addition
to any other lawful sentence issued by the court.” 42 Pa.C.S.A. § 9718.5.
Section 9718.5 became effective on April 23, 2018. 2018, Feb. 21, P.L. 27,
No. 10, § 5.1. Because Section 9718.5 became effective on April 23, 2018,
long after the commission of Appellant’s original sexual assault offenses in
2012, and his subsequent adjudication and sentencing in 2014, Appellant
claimed, in his November 27, 2024 amended petition, that his
revocation-of-probation sentence, which included a mandatory period of
probation pursuant to Section 9718.5, was unlawful.
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challenge to his revocation-of-probation sentence in Case CR-9076. As such,
Appellant’s revocation-of-probation sentence in Case CR-9076 became final
on November 24, 2021, upon expiration of the time in which to seek an
appeal.5
On April 8, 2022, Appellant filed pro se a motion requesting permission
to file a post-sentence motion nunc pro tunc, which the trial court treated as
a PCRA petition.6 See Fantauzzi, 275 A.3d at 995 (stating, “regardless of
how a petition is titled, courts are to treat a petition filed after a judgment of
sentence becomes final as a PCRA petition if it requests relief contemplated
by the PCRA”). Brian Patrick McDermott, Esquire (“Attorney McDermott”) was
appointed as PCRA counsel to represent Appellant and, on August 3, 2022,
Appellant filed an amended PCRA petition seeking reinstatement of his
____________________________________________
5 See Pa.R.A.P. 903(a) (stating, a notice of appeal “shall be filed 30 days after
the entry of the order from which the appeal is taken”); see also 42 Pa.C.S.A.
§ 9545(b)(3) (stating that, “a judgment becomes final at the conclusion of
direct review, including discretionary review in the Supreme Court of the
United States and the Supreme Court of Pennsylvania, or at the expiration of
time for seeking the review”).
6 Appellant’s PCRA petition in Case CR-9076 was timely because it was filed
within one year of November 24, 2021, the date his revocation-of-probation
sentence became final. See 42 Pa.C.S.A. § 9545(b)(1) (stating, “[a]ny
petition under this subchapter, including a second or subsequent petition, shall
be filed within one year of the date the judgment becomes final”).
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post-sentence and appellate rights nunc pro tunc.7 On August 5, 2022, the
PCRA court granted Appellant’s petition.
On August 12, 2022, Appellant filed a post-sentence motion seeking
reconsideration of his revocation-of-probation sentence, which the trial court
denied on August 17, 2022.8 Appellant filed a notice of appeal on September
14, 2022. On March 17, 2023, this Court, in a per curiam order, quashed
Appellant’s appeal because Appellant filed his notice of appeal “more than 30
days after the reinstatement of [his] appeal rights from a
revocation-of-probation sentence.” Per Curiam Order (1082 WDA 2022),
3/17/23, citing Commonwealth v. Wright, 846 A.2d 730, 734 (Pa. Super.
2004) and Pa.R.Crim.P. 708(E). As such, Appellant’s revocation-of-probation
sentence became final on September 6, 2022, upon expiration of the period
____________________________________________
7 In his amended petition, Appellant asserted that, at the conclusion of the
October 25, 2021 probation revocation and resentencing hearing, he
requested the appointment of counsel for the purpose of challenging his
newly-imposed sentence. Appellant further asserted, albeit incorrectly, that
counsel was appointed but that, despite Appellant’s request to do so, counsel
failed to file a post-sentence motion challenging the revocation-of-probation
sentence. In other words, Appellant alleged abandonment of counsel and per
se ineffective assistance of counsel.
8 Although it may be inferred, by the actions he undertook on Appellant’s
behalf, that Attorney McDermott was appointed by the trial court to represent
Appellant in proceedings relating to Appellant’s restored post-sentence and
direct appeal rights, the trial court did not expressly enter an order appointing
Attorney McDermott as counsel. Attorney McDermott’s prior appointment as
PCRA counsel did not automatically transfer to an appointment as counsel for
purpose of post-sentence and direct appeal matters. As discussed infra, the
scope of each appointment is governed by separate Pennsylvania Rules of
Criminal Procedure and are distinct appointments.
-5-
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in which to file a timely notice of appeal from the reinstatement of his
post-sentence and direct appeal rights.9 Commonwealth v. Brown, 943
A.3d 264, 268 (Pa. 2008) (stating, “in circumstances in which no timely direct
appeal is filed relative to a judgment of sentence, and direct review [has,
therefore, become] unavailable, the one-year period allowed for the filing of
a [PCRA] petition commences upon the actual expiration of the time period
allowed for seeking direct review”); see also 42 Pa.C.S.A. § 9545(b)(3);
Commonwealth v. McKeever, 947 A.2d 782, 786 (Pa. Super. 2008) (stating
that, the judgment of sentence “clock” is reset “only where direct appeal rights
are restored or original conviction is disturbed” (relying on Commonwealth
v. Dehart, 730 A.2d 991, 994 n.2 (Pa. Super. 1999)); Pa.R.A.P. 903(a).
On July 22, 2024, Appellant filed pro se a PCRA petition. Jacob McCrea,
Esquire (“Attorney McCrea”) was appointed as PCRA counsel. On November
27, 2024, Appellant filed an amended petition asserting a claim that the
imposition of the October 25, 2021 revocation-of-probation sentence, which
____________________________________________
9 Appellant’s post-sentence and direct appeal rights were reinstated on August
5, 2022. Therefore, Appellant had until Tuesday, September 6, 2022, to file
a timely notice of appeal. See Pa.R.A.P. 903(a); see also 1 Pa.C.S.A. § 1908
(stating that, whenever the last day of any period of time referred to in a
statute “shall fall on Saturday or Sunday, or on any day made a legal holiday
by the laws of this Commonwealth or of the United States, such day shall be
omitted from the computation”); 5 U.S.C.A. § 6103(a) (listing Labor Day, the
first Monday in September (which in calendar year 2022, was September 5,
2022,) as a federal holiday).
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included mandatory terms of probation, was illegal.10 On February 14, 2025,
the Commonwealth filed an answer to Appellant’s petition, agreeing that
Appellant’s sentence was illegal.11 Thereafter, without independent
consideration of the timeliness of Appellant’s petition, or whether it was
subject to a jurisdictional exception, the trial court, on April 29, 2025,
resentenced Appellant to an aggregate sentence of seven to 20 years’
____________________________________________
10 In his amended petition, Appellant asserted that the portion of his sentence
that included mandatory probationary sentences pursuant to 42 Pa.C.S.A
§ 9718.5 constituted an ex post facto violation of his constitutional rights
because Appellant’s criminal offenses occurred in 2012, and Section 9718.5
was not enacted until 2018. Amended PCRA Petition, 11/27/24, at ¶¶59-63.
Similarly, because his offenses occurred prior to December 20, 2012,
Appellant asserted that he was subject to registration under Subchapter I of
SORNA, as codified at 42 Pa.C.S.A. §§ 9799.51 – 9799.75, not Subchapter H
of SORNA, as the trial court ordered on October 25, 2021. Id. at ¶¶46-58;
see also Criminal Complaint, 5/26/13 (stating, the most recent sexual assault
occurred “approximately 10-12 months ago”).
To overcome the limitations period, Appellant raised the newly-discovered
facts exception to the one-year jurisdictional time-bar in which to file a timely
PCRA petition. Amended PCRA Petition, 11/27/24, at ¶¶7-24; see also 42
Pa.C.S.A. § 9545(b)(1)(ii). As discussed in greater detail infra, Appellant
asserted that Attorney McDermott, who represented Appellant upon
reinstatement of his post-sentence and direct appeal rights in Case CR-9076
and on direct appeal in Case CR-2243, was ineffective in that Attorney
McDermott allegedly misinformed Appellant that the period in which to file a
timely PCRA petition in Case CR-9076 would not begin to run until Appellant’s
direct appeal of the judgment of sentence in Case CR-2243 concluded. Id. at
¶17. Appellant maintained that his petition was timely because it was filed
within one year of “when he was no longer represented by Attorney
McDermott in [Case CR-9076 and Case CR-2243.]” Id. at ¶¶23-24.
11 An “agreement of the parties, however, does not suffice to vest a [PCRA]
court with jurisdiction.” Commonwealth v. Rivera, 324 A.3d 452, 467 (Pa.
2024).
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incarceration to be followed by six years’ probation.12 In fashioning its
sentence, the trial court imposed discretionary sentences of probation for
Appellant’s convictions of Sections 3123(b) and 3126(a)(7) of the Crimes
Code and subjected Appellant to lifetime registration as a sex offender under
Subchapter I of SORNA. Appellant filed a post-sentence motion for
reconsideration of his sentence, which the trial court denied on May 13, 2025.
This appeal followed.13
Appellant raises the following issue for our review:
Whether the trial court erred by imposing a sentence that is
unreasonable, excessive and an abuse of discretion in the
following ways[:] (i) it exceeds what is reasonably necessary for
the protection of the public; (ii) it exceeds what is reasonably
necessary in light of the gravity of the offense as it relates to the
impact on the life of the victim and on the community; and (iii)
the trial court did not fully consider, and imposed an excessive
sentence in light of[:] (a) the rehabilitative needs of [Appellant]
and/or (b) [Appellant’s] character witness testimony and
____________________________________________
12 Although the PCRA court did not expressly enter an order granting
Appellant’s petition, it can be inferred from the trial court’s resentencing order
that the PCRA court elected to exercise its authority under the PCRA to
entertain Appellant’s claims of collateral relief on his revocation-of-probation
sentence.
13 Appellant was resentenced on April 29, 2025, and the notice of appeal was
filed on May 13, 2025. Because Appellant’s notice of appeal was filed within
30 days of imposition of Appellant’s April 29, 2025 revocation-of-probation
sentence, Appellant’s appeal is timely. See Wright, 846 A.2d at 734; see
also Pa.R.Crim.P. 708(E).
Appellant and the trial court complied with Pennsylvania Rule of Appellate
Procedure 1925.
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allocution, all of which is contrary to 42 Pa.C.S.[A.] § 9721(b)
and/or 42 Pa.C.S.[A.] § 9725?
Appellant’s Brief at 7.14
Preliminarily, we must address the timeliness of Appellant’s PCRA
petition filed on July 22, 2024, as this issue implicates our Court’s jurisdiction.
In re Payne, 129 A.3d 546, 555 n.12 (Pa. Super. 2015) (en banc) (stating,
“this Court may raise, sua sponte, issues concerning the timeliness of a PCRA
petition”), appeal denied, 145 A.3d 167 (Pa. 2016). It is well-established that,
if a PCRA petition is untimely, courts lack jurisdiction over the claims and
cannot grant relief. Commonwealth v. Reid, 235 A.3d 1124, 1143 (Pa.
2020) (stating, “[w]ithout jurisdiction, [courts] simply do not have legal
authority to address the substantive claims” (citation and original quotation
marks omitted)). To be timely filed, a PCRA petition, including second and
subsequent petitions, must be filed within one year of the date a petitioner’s
judgment of sentence becomes final. 42 Pa.C.S.A. § 9545(b)(1).
As discussed supra, Appellant’s revocation-of-probation sentence in
Case CR-9076 became final on Tuesday, September 6, 2022, following
reinstatement of Appellant’s direct appeal rights on August 5, 2022, and the
expiration of time in which to file a timely notice of appeal. Brown, 943 A.3d
at 268; see also 42 Pa.C.S.A. § 9545(b)(3); McKeever, 947 A.2d at 786;
____________________________________________
14 Appellant’s issue challenges the discretionary aspects of his
revocation-of-probation sentence on the ground that the trial court imposed
an unreasonable and excessive sentence in light of the gravity of Appellant’s
offense and failed to consider Appellant’s rehabilitative needs.
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Pa.R.A.P. 903(a). Therefore, Appellant had until September 6, 2023, to file a
timely PCRA petition. Appellant filed the instant petition on July 22, 2024,
more than ten months after the expiration of time in which to file a timely
petition. As such, Appellant’s petition is patently untimely.
If a PCRA petition is untimely, the jurisdictional time-bar can only be
overcome if the petitioner alleges and proves one of the three statutory
exceptions, as set forth in 42 Pa.C.S.A. § 9545(b)(1). Commonwealth v.
Spotz, 171 A.3d 675, 678 (Pa. 2017). The three narrow statutory exceptions
to the one-year time-bar are as follows: “(1) interference by government
officials in the presentation of the claim; (2) newly[-]discovered facts; and (3)
an after-recognized constitutional right.” Commonwealth v. Brandon, 51
A.3d 231, 233-234 (Pa. Super. 2012), citing 42 Pa.C.S.A. § 9545(b)(1)(i - iii).
A petition invoking an exception to the jurisdictional time-bar must be filed
within one year of the date that the claim could have been presented. 42
Pa.C.S.A. § 9545(b)(2). If a petitioner fails to invoke a valid exception to the
PCRA time-bar, courts are without jurisdiction to review the petition and
provide relief. Spotz, 171 A.3d at 676.
Recently, our Supreme Court reiterated that, to invoke the
newly-discovered facts exception to the jurisdictional time-bar, a petitioner
must plead and prove that “1) the facts upon which the claim was predicated
were unknown to the petitioner and 2) [the facts] could not have been
ascertained by the exercise of due diligence.” Commonwealth v. Brown,
___ A.3d ___, 2026 WL 227113, at *12 (Pa. filed Jan. 28, 2026) (slip opinion)
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(emphasis and original quotation marks omitted); see also 42 Pa.C.S.A.
§ 9545(b)(1)(ii) (stating, a petitioner must allege and prove that “the facts
upon which the claim is predicated were unknown to the petitioner and could
not have been ascertained by the exercise of due diligence”).
In his amended petition, Appellant invoked the newly-discovered facts
exception, asserting that “based upon his discussion with Attorney McDermott
about [quashal] of the appeal [in Case CR-9076], that the one-year
[jurisdictional time-bar] under the PCRA statute would start to run [in
Case CR-9076], and also [in Case CR-2243], upon the final disposition of the
timely appeal [in Case CR-2243], which was not quashed[.]” Amended PCRA
Petition, 11/27/24, at ¶17. It was Appellant’s understanding that
Case CR-2243 and Case CR-9076 were “combined” or “consolidated” and that
both direct appeals had to be resolved before he was permitted to proceed
pro se with the filing of a PCRA petition. Id. at ¶17 and Exhibit B (Appellant
stating, “[o]nce you forward me the final disposition of the pending appeal [in
Case CR-2243] I will file a PCRA petition” (capitalization corrected; extraneous
capitalization omitted)).15 Appellant stated that “he had no reason to believe
that this advice [from Attorney McDermott] was inaccurate[.]” Id. at ¶18. In
____________________________________________
15 We note that, in the June 16, 2023 letter directed to Attorney McDermott,
Appellant incorrectly identified the “1081 WDA 2022” docket number assigned
by this Court as applying to both the appeal filed in Case CR-9076 and the
appeal filed in Case CR-2243. This Court assigned docket number
1081 WDA 2022 to the appeal filed in Case CR-2243 and docket number
1082 WDA 2022 to the appeal filed in Case CR-9076. The two separate
appeals were never consolidated by this Court.
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other words, Appellant contends that inaccurate post-quashal advice relayed
by Attorney McDermott, in his role as post-sentence and direct appeal counsel
in Case CR-9076, constituted ineffective assistance of counsel that qualified
as a newly-discovered fact for purpose of overcoming the PCRA jurisdictional
time-bar. Appellant reasoned that Attorney McDermott abandoned Appellant
and deprived him of his ability to seek collateral relief by conveying incorrect
legal advice regarding the deadline by which to file a timely PCRA petition.
We cannot agree.
It is well-established that, except in limited circumstances where
counsel’s ineffectiveness resulted in a complete deprivation of appellate
review, “counsel’s ineffectiveness may not be invoked as a newly-discovered
‘fact’ for purpose of invoking the [Section] 9545(b)(1)(ii) exception.”
Commonwealth v. Peterson, 192 A.3d 1123, 1129 (Pa. 2018), citing
Commonwealth v. Gamboa-Taylor, 753 A.2d 780 (Pa. 2000) and its
progeny; see also Commonwealth v. Bennett, 930 A.2d 1264, 1273 (Pa.
2007).16 Pennsylvania jurisprudence addressing ineffective assistance of
____________________________________________
16 The Peterson Court identified limited circumstances in which counsel’s
actions or inactions validly triggered the newly-discovered facts exception to
the PCRA jurisdictional time-bar because a complete deprivation of appellate
review resulted from counsel’s deficient performance. The instances occurred
where “counsel did not file a [Rule] 1925(b) statement and waived all issues,
thereby denying the defendant his constitutional right to direct appeal[,]”
counsel “did not file a petition for allowance of appeal, as requested by the
defendant, and denied his client to right to seek discretionary review with our
Supreme Court[,]” counsel “did not file a direct appeal, despite [the]
defendant’s request[,]” counsel filed “an untimely [Rule] 1925(b)
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counsel as a viable basis to invoke a timeliness exception has evolved
overtime. Gamboa-Taylor was one of the first cases to address the issue
and, ultimately, rejected attorney ineffectiveness, categorically, as a possible
newly-discovered fact for purpose of the timeliness exception. Several years
later, Bennett, affirmed by Peterson, “distinguished between the
Gamboa-Taylor line of cases, pursuant to which petitioners assert claims of
ineffectiveness for partial deprivations of appellate review, i.e., attorney errors
in narrowing the issues for review, from instances in which petitioners assert
claims of ineffectiveness resulting in complete deprivations of appellate
review, i.e., attorney errors that resulted in petitioners being dispossessed of
any opportunity for appellate review.” Peterson, 192 A.3d at 1129 (emphasis
in original), citing Bennett, 930 A.2d at 1273. The Bennett Court
“recognized a distinction between situations in which counsel has narrowed
the ambit of appellate review by the claims he [or she] has raised or foregone
[(the Gamboa-Taylor line of cases)] versus those instances [where counsel
has completely deprived the defendant of appellate review (the Bennett line
of cases)].” Peterson, 192 A.3d at 1129.
____________________________________________
statement[,]” counsel did not file “an appellate brief so [the] defendant did
not obtain direct review[,]” counsel filed “an appellate brief that raised only
waived issues[, resulting] in a foreclosure of appellate review[,]” and counsel’s
“untimely filing of [a] first PCRA petition[, which] completely foreclosed [the
defendant] from obtaining review of his collateral claims[.]” Peterson, 192
A.3d at 1131-1132 (citations and original brackets omitted). These examples
are generally characterized by both an existing attorney-client relationship,
together with a failure by counsel to carry out or effectuate a requested task
on behalf of his or her client.
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In reaching its conclusion, the Bennett Court held “that the difference
in degree between partial and complete deprivations of review is significant,
as the latter is the functional equivalent of having no counsel at all. This denial
of counsel constitutes a form of ineffectiveness per se, pursuant to which
prejudice must be presumed because the process itself has been rendered
presumptively unreliable under the Sixth Amendment.” Id. (original quotation
marks omitted), citing Bennett, 930 A.2d at 1273. As our Supreme Court
has steadfastly emphasized, a crucial distinction for purpose of the
newly-discovered facts exception involving allegations of ineffective
assistance of counsel is that, to constitute ineffectiveness per se and, thus,
trigger an exception to the one-year jurisdictional time-bar, counsel’s actions
or inactions must result in a complete deprivation of review. Otherwise,
claims of alleged ineffectiveness that result only in a partial deprivation of
review do not constitute an exception to the jurisdictional time-bar because
the ineffectiveness does not give rise to per se ineffectiveness. See Bennett,
930 A.2d at 1272-1274; see also Rosado, 150 A.3d 425, 428-434 (Pa.
2016); Peterson, 192 A.3d at 1131. Thus, “[i]n cases involving
ineffectiveness per se, [Section 9545](b)(1)(ii) is a limited extension of the
one-year time requirement under circumstances when a petitioner has not
had the review to which he [or she] was entitled due to a circumstance that
was beyond his [or her] control.” Peterson, 192 A.3d at 1130 (emphasis
added; original quotation marks omitted), quoting Bennett, 930 A.2d at
1273.
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Moreover, from our review of the Gamboa-Taylor and Bennett lines
of cases, we are able to glean that, not only must the ineffectiveness cause
the complete deprivation of appellate review in order to trigger the
newly-discovered facts exception, but an attorney-client relationship between
counsel and the defendant ordinarily must exist at the time of the alleged per
se ineffectiveness. It is because of this attorney-client relationship, and
counsel’s concomitant duty to the defendant, that counsel’s failure to take a
promised or requested action can result in the complete deprivation of
appellate review. Without the existence of such a relationship, counsel is not
obligated to act on behalf of his or her former-client and, therefore, cannot be
found to have deprived the defendant of appellate review. In other words,
counsel cannot “abandon” a defendant for purposes of the newly-discovered
fact exception without first owing a duty to the defendant, pursuant to an
existing attorney-client relationship.
“The Sixth Amendment to the United States Constitution provides that
‘in all criminal prosecutions, the accused shall enjoy the right . . . to have the
Assistance of Counsel for his defence.’” Rosado, 150 A.3d at 429 (brackets
omitted), citing U.S. CONST. amend. VI. The right to counsel has been
interpreted to require the effective assistance of counsel. Rosado, 150 A.3d
at 429. Moreover, the right to counsel extends to state proceedings via the
Fourteenth Amendment’s guarantee of due process, when the defendant may
be subject to a sentence of imprisonment. Id. at 429 n.6, citing Argersinger
v. Hamlin, 407 U.S. 25 (1972).
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Pennsylvania Rule of Criminal Procedure 122(B)(2) states that, when
counsel is appointed, “the appointment shall be effective until final judgment,
including any proceedings upon direct appeal.” Pa.R.Crim.P. 122(B)(2)
(emphasis added). Thus, “counsel retains his or her appointment until final
judgment, which includes all avenues of appeal through the Supreme Court of
Pennsylvania.” Pa.R.Crim.P. 122 at Official Comment.
Once a defendant has exhausted all avenues of direct appeal and his or
her judgment becomes final, the defendant no longer has a constitutional right
to the assistance of counsel. Peterson, 192 A.3d at 1130 n.3 (explaining
that, neither the United States Constitution, nor the Pennsylvania Constitution
guarantee a defendant the right to counsel during collateral review). Rather,
Pennsylvania Rule of Criminal Procedure 904 provides a first-time PCRA
petitioner a rule-based right to the assistance of counsel. See Pa.R.Crim.P.
904 (governing the appointment of PCRA counsel for first-time PCRA
petitioners). When counsel has been appointed in a PCRA proceeding, “the
appointment of counsel shall be effective throughout the post-conviction
collateral proceedings, including any appeal from disposition of the petition for
post-conviction collateral relief.” Pa.R.Crim.P. 904(F)(2). Thus, based upon
a plain-reading of Rules 122 and 904, the appointment of defense counsel in
a criminal proceeding terminates, and no attorney-client relationship exists,
once the judgment of sentence becomes final. As such, once the judgment of
sentence becomes final and the attorney-client relationship has ended,
appointed counsel no longer owes a constitutional duty to represent the
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defendant. If the defendant later seeks collateral review, the appointment of
PCRA counsel is governed by Rule 904 and representation by appointed
counsel begins anew.17
Here, the record demonstrates that on August 5, 2022, the PCRA court
granted Appellant’s petition and reinstated his post-sentence and direct appeal
rights nunc pro tunc. Attorney McDermott, on behalf of Appellant, filed a
post-sentence motion challenging Appellant’s October 25, 2021
revocation-of-probation sentence. The trial court denied the post-sentence
motion on August 12, 2022. Attorney McDermott then filed a notice of appeal
on September 14, 2022. Attorney McDermott filed a Rule 1925(b) statement
on October 3, 2022, and an appellate brief with this Court on February 21,
2023. On March 17, 2023, this Court quashed Appellant’s appeal on the
ground that the appeal was untimely. As such, Appellant’s
revocation-of-probation sentence became final on September 6, 2022, as
discussed supra.
Once Appellant exhausted his direct appeal rights and his
revocation-of-probation sentence became final on September 6, 2022,
Attorney McDermott’s constitutional duty to represent Appellant on direct
appeal in Case CR-9076 ended. Attorney McDermott was not obligated to file
a PCRA petition on Appellant’s behalf because Attorney McDermott no longer
____________________________________________
17 Because the appointment of defense counsel and PCRA counsel are
governed by separate rules of criminal procedure, the trial court/PCRA court
is required to enter distinct orders designating the appointment of counsel.
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represented Appellant. Moreover, as indicated in the June 16, 2023 letter
directed to Attorney McDermott, Appellant understood that it was his
obligation to file a PCRA petition pro se if he sought collateral review.
Appellant, however, did not file his pro se petition until July 22, 2024, more
than ten months after the deadline by which to file a timely petition. Any
mistaken information Appellant may have gleaned from his own interpretation
of the law or from Attorney McDermott regarding the filing of a timely petition
cannot serve as a newly-discovered fact to overcome the jurisdictional
time-bar because Attorney McDermott no longer had a duty to represent
Appellant once the revocation-of-probation sentence became final on
September 6, 2022, and the attorney-client relationship ended. In short,
there was no complete abandonment by counsel in the case sub judice, as the
obligation to file a timely PCRA petition (or to seek the appointment of PCRA
counsel) rested entirely with Appellant. Therefore, Appellant failed to plead
and prove the newly-discovered facts exception to the PCRA one-year
jurisdictional time-bar. As such, the PCRA court was without jurisdiction to
grant collateral relief in the form of a new sentencing proceeding that,
ultimately, resulted in Appellant’s April 29, 2025 revocation-of-probation
sentence. Therefore, the PCRA court’s decision to grant collateral relief and
convene a new sentencing proceeding and the subsequent April 29, 2025
revocation-of-probation sentence are null and void ab initio because the PCRA
court did not have jurisdiction to grant relief. Fantauzzi, 275 A.3d at 997-998
Accordingly, we vacate the April 29, 2025 revocation-of-probation sentence,
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as well as the PCRA court’s order granting collateral relief, and remand this
matter for re-imposition of the October 25, 2021 revocation-of-probation
sentence. Moreover, it follows that, because Appellant’s April 29, 2025
revocation-of-probation sentence is a legal nullity, he could not appeal that
determination and, therefore, we are without jurisdiction to address the merits
of Appellant’s discretionary sentencing claim.
Revocation-of-probation sentence vacated. Case remanded with
instructions. Jurisdiction relinquished.
DATE: 4/17/2026
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